Audit Manager - Consumer Compliance

Job type:Perm
Town/City:Dallas
Country:United States
Salary/Rate:Competitive
Specialism:Internal Audit
Seniority:Experienced Qualified
Job ref:SMG107
Post Date:05.07.24
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Meet Our Recruiter

Seana McGuinness
Seana McGuinness
Senior Recruitment Consultant focusing on Internal Audit - US

About the Role

Role: Audit Manager – Consumer Compliance
Location: Dallas
Industry: Leading Bank
Work Requirements: US Citizens, GC Holders or Authorized to Work in the US
Travel: Occasionally

Job Description
This position is responsible for overseeing assigned audit areas as the Auditor-in-Charge (AIC) and executing the audit strategy for various Lines of Business (LOBs). Key responsibilities include implementing risk-based auditing by defining scope and test procedures to evaluate the control environment in accordance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing relationships with business partners. Expectations for this role include fostering an inclusive work environment and mentoring team members.

Job Responsibilities:

Implements audit strategy to ensure effective risk-based auditing by defining audit scope and programs, drafting audit reports, and using automation and innovative methods in a timely and high-quality manner.
Serves as Auditor-in-Charge (AIC), overseeing audit testing to ensure timely execution and adherence to quality standards, audit policies, and procedures.
Evaluates impacts on business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends based on existing business knowledge.
Demonstrates intellectual curiosity and judgment to effectively influence and challenge management, driving improvements in the control environment and continuous audit enhancements.
Supervises a team of associates, providing daily mentoring and guidance while fostering an inclusive work environment.
Maintains relationships with business partners, primarily line management, to enhance business knowledge.

Your Profile:
Over 7 years of direct experience with consumer financial laws and regulations, including responsibility for compliance, oversight, or auditing within routine business operations.
Strong knowledge and understanding of U.S. consumer financial laws and regulations.
Familiarity with the regulatory landscape.

Audit International
Audit International are a leading specialist Corporate Governance recruiter who focus on finding the best Internal Audit, IT Audit, SOX, Internal Controls, IT Security, & Compliance professionals in the US & EMEA for over 12 years.

Please feel free to contact us at: (US) 0 001 917 508 5615 or (Europe) at 0041 4350 830 95 to discuss your needs in confidence.

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